DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Caleb Scott Mcsorley
At current firm
4 y
since Sep 13, 2022
In the industry
14 y
since Aug 28, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Fisher Investments independent RIA currentsince Sep 13, 2022 · Plano, Tx
- Wela Financial Advisory independent RIAJan 16, 2020 to Jul 6, 2022 · San Antonio, Tx
- Capital Client Group, Inc. no RAUMFeb 25, 2015 to Dec 9, 2019 · San Antonio, Tx
- Edward Jones national BDAug 31, 2012 to Oct 30, 2014 · Maryland Heights, Mo
Moves
a registration end followed by a registration begin elsewhere
- Wela Financial Advisory to Fisher Investmentsleft Jul 6, 2022, registered Sep 13, 2022 (69 days) · RIA to RIA
- Capital Client Group, Inc. to Wela Financial Advisoryleft Dec 9, 2019, registered Jan 16, 2020 (38 days) · Other
- Edward Jones to Capital Client Group, Inc.left Oct 30, 2014, registered Feb 25, 2015 (118 days) · Other
Signals
- Caleb Scott Mcsorley left Wela Financial Advisory for Fisher Investments (registered 2022-09-13)Jul 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address