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Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO | THE WOODLANDS, TX | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 24, 2026 | n/a | yes | THE WOODLANDS, TX|ST. LOUIS, MO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 5, 2004 | n/a | yes | HOUSTON, TX|THE WOODLANDS, TX | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 30, 2001 | Apr 16, 2003 | no | HOUSTON GALLERI, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Apr 16, 2003 | Mar 5, 2004 | 324 | Firm change | Wirehouse to wirehouse |