DFX Intelligence

T•• K•••• S••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

T•• K•••• S••

Advisor at A••••••••• F•••••••• S•••••••• L••

Mc Lean, VA | MC LEAN, VA

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Search this name across graphsid dfx:ria:c10b305a-d4cd-1e06-e097-0c0d45b8e1e2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 26, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Apr 22, 2024	n/a	yes	MC LEAN, VA\|Mc Lean, VA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 21, 2021	Apr 24, 2024	no	VIENNA, VA\|CHARLEROI, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Apr 24, 2024	Apr 22, 2024	-2	Firm change	Ibd to ibd
W•••••• • R•••	L•• F•••••••• L••	Jul 21, 2021	Jul 21, 2021

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 26, 2002 to May 9, 2003factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 21, 2021 to Apr 24, 2024factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Oct 10, 2013 to Jul 21, 2021factForm ADV
→ N••••••• L••

Dated events

Occurred
Apr 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c10b305a-d4cd-1e06-e097-0c0d45b8e1e2
First observed: Aug 26, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.