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CRD 293138
OKLAHOMA CITY, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| NICHOLAS A DUTHIE | n/a | OKLAHOMA CITY, OK | 8 | 15 | 3 | no |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | 2 | Jun 14, 2024 | Jun 11, 2018 | OKLAHOMA CITY, OK | Team lift out | Ibd to state RIA | 0.1% |