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Advisor at DBM ADVISORS, LLC
OKLAHOMA CITY, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DBM ADVISORS, LLC | State registered | Jun 8, 2018 | n/a | yes | OKLAHOMA CITY, OK | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | Jun 5, 2026 | no | OKLAHOMA CITY, OK | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | May 20, 2015 | Jun 14, 2024 | no | OKLAHOMA CITY, OK | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 8, 2011 | May 22, 2015 | no | OKLAHOMA CITY, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | n/a | Jun 5, 2026 | n/a | n/a | Departure no registered destination | Departure |
| SECURITIES AMERICA ADVISORS, INC. | DBM ADVISORS, LLC | Jun 14, 2024 | Jun 8, 2018 | -2,198 | Firm change after gap | Ibd to state RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SECURITIES AMERICA ADVISORS, INC. | May 22, 2015 | May 20, 2015 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:293138:OK:2024-06-14 | Jun 14, 2024 | Jun 8, 2018 | OKLAHOMA CITY, OK | Firm change after gap |
| 7691:110518:OK:2015-05-22 | May 22, 2015 | May 20, 2015 | OKLAHOMA CITY, OK | Firm change |