P•••••• P• K••

Advisor at M••••• S•••••• I••••••••• M••••••••• I•••

CHICAGO, IL | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c1146798-d8f0-98c9-296e-b5846036dbb2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 21, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S•••••• I••••••••• M••••••••• I•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: May 20, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S•••••• I••••••••• M••••••••• I•••	Asset manager	Sep 30, 2015	n/a	yes	NEW YORK, NY\|CHICAGO, IL	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	Jan 28, 2016	no	Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	M••••• S•••••• I••••••••• M••••••••• I•••	Jan 28, 2016	Sep 30, 2015	-120	Channel change	Other
M••••• S•••••• • C•• L••	M••••• S••••••	Jun 1, 2009	Jun 1, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:110353:IL:2016-01-28	Jan 28, 2016	Sep 30, 2015	CHICAGO, IL	Firm change after gap

Relationships

Registered with (3)

→ M••••• S•••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Sep 30, 2015 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jan 28, 2016factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
May 21, 2009 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1146798-d8f0-98c9-296e-b5846036dbb2
First observed: May 21, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.