DFX Intelligence

K•••• W•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

K•••• W•••• M•••••••

Advisor at S••• W••••• A•••••••

PLANO, TX

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Search this name across graphsid dfx:ria:c1146e3e-86be-54c2-3499-47b027b55321

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 29, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 25, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• W••••• A•••••••	Independent wealth	Nov 17, 2004	n/a	yes	PLANO, TX	Current employment
T••••••• P•••••• W••••• M•••••••••	Mixed wealth	Jul 22, 2004	Aug 4, 2004	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• P•••••• W••••• M•••••••••	S••• W••••• A•••••••	Aug 4, 2004	Nov 17, 2004	105	Firm change	Other
S••• W••••• A•••••••	M••••••• I••••••••• N•••••• I•••	Nov 11, 2003	Jul 24, 2002

Relationships

Registered with (3)

→ S••• W••••• A•••••••Registered adviserregistration: previous registration
May 29, 2002 to Nov 11, 2003factForm ADV
→ T••••••• P•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 22, 2004 to Aug 4, 2004factForm ADV
→ M••••••• I••••••••• N•••••• I•••Registered adviserregistration: previous registration
Jul 24, 2002 to Aug 7, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1146e3e-86be-54c2-3499-47b027b55321
First observed: May 29, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.