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E•••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

E•••••• A•••••••• L••

CRD 107496

LEOLA, PA

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Search this name across graphsid dfx:ria:c116f421-1e8f-3148-4722-0f6dc5f8242b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 6
On other graphs: 0
Observed: Nov 22, 2011 to Mar 31, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.07 institutional_share=0.93 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $3.3BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K•••••• G••••• M••••	n/a	LANCASTER, PA	33	33	n/a	no
S••••• L••• S••••	n/a	LANCASTER, PA	24	31

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
1••• C•••••• G•••• H•••••••• L••	Shareholder	F	yes	10/2018	Oct 31, 2018	Mar 29, 2024
1••• C•••••• G••••• I•••	MANAGING MEMBER	E	yes	10/2018	Oct 31, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•• I••••••••• L••	n/a	Asset manager	$18B	N	yes	n/a
Z•••••• C•••••• M••••••••• L••	n/a	Former SEC adviser	$11B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
KING OF PRUSSIA	Pa	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.3B	$2.6B	25.5%	$2.1B	16.2%	35	35	1	1

Relationships

Affiliated with (13)

← F•• I••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ E•••••• M••••• F••• A••••••• T••••Registered adviserother investment adviser, control, common control
factForm ADV
→ Z•••••• C•••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ E•••••• A•••••••• L••Registered adviserother investment adviser, control, common control

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
E•••••• A•••••••• L•• reported RAUM $3.3B, up 26% from $2.6B (2025-03-28 to 2026-03-31)
Form ADVobserved 7 days ago
$670M
Occurred
Mar 29, 2024
Control person joined
Lambert Scott Rehr (Trustee) appeared on Schedule A of E•••••• A•••••••• L••
Form ADVobserved 7 days ago
Occurred
Mar 29, 2024
Control person left
Edward Joseph Besecker (Trustee) no longer on Schedule A of E•••••• A•••••••• L•• (listed 2023-12-20, absent 2024-03-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c116f421-1e8f-3148-4722-0f6dc5f8242b
First observed: Nov 22, 2011
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (17)

← M••••• D•••••• W••••••OwnerTRUSTEE, ownership code F, individual
Nov 22, 2011 to Mar 29, 2024factForm ADV
← R•••• S••••• L••••••OwnerTRUSTEE, ownership code F, individual
Dec 24, 2013 to Mar 29, 2024factForm ADV
← H•••••• J•••• T•••••OwnerMEMBER/MANAGER, ownership code D, individual
Oct 31, 2018 to Mar 29, 2024factForm ADV
← B••••••• C••••••• A•••••OwnerMEMBER/MANAGER, ownership code F, individual
Oct 31, 2018 to Mar 29, 2024factForm ADV
← S••••• S•••••• L•••OwnerSENIOR VICE PRESIDENT AND DIRECTOR, ownership code NA, individual
Nov 22, 2011 to Mar 29, 2024factForm ADV
← M••••• K••••••• G•••••OwnerCHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR, ownership code NA, individual
Nov 22, 2011 to Mar 29, 2024factForm ADV
← W•••• P•••• W••••••OwnerTRUSTEE, ownership code F, individual
Oct 31, 2018 to Mar 29, 2024factForm ADV
← M••••••• C•••••••••OwnerMEMBER, ownership code F, individual
Oct 31, 2018 to Mar 29, 2024factForm ADV
← W•••••• M••••••• A••••• R•••OwnerMEMBER, ownership code F, individual
Oct 31, 2018 to Mar 29, 2024factForm ADV
← 1••• C•••••• G•••• H•••••••• L••OwnerSHAREHOLDER, ownership code F, domestic entity
Oct 31, 2018 to Mar 29, 2024factForm ADV
← 1••• C•••••• G••••• I•••OwnerMANAGING MEMBER, ownership code E, domestic entity
Oct 31, 2018 to Mar 29, 2024factForm ADV
← 1••• F•••••••• C••••••• L••OwnerMEMBER, ownership code E, domestic entity
Oct 31, 2018 to Mar 29, 2024factForm ADV
← D••••••••• M••••••• G•••• P••••• L••OwnerMEMBER, ownership code E, domestic entity
Mar 31, 2023 to Mar 29, 2024factForm ADV
← E•••••• A•••• M••••••••• E••••••• S•••• O•••••••• T••••OwnerMEMBER, ownership code E, domestic entity
Jan 3, 2013 to Mar 29, 2024factForm ADV
← E•••••• A•••• M••••••••• P•• L••OwnerDIRECT OWNER, ownership code E, domestic entity
Aug 6, 2018 to Mar 29, 2024factForm ADV
← E•••••• A•••• M••••••••• I•••OwnerMEMBER, ownership code C, domestic entity
Nov 22, 2011 to Mar 29, 2024factForm ADV
← F•• M••••••• G••••• L••OwnerMEMBER, ownership code D, domestic entity
Mar 29, 2024 to Mar 29, 2024factForm ADV