D•••• L•••••••

Advisor at X••• S•••••••

BOZEMAN, MT | Polson, MT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c11ea20e-77c8-522b-af3c-0501bc2638e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 16, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: X••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
X••• S•••••••	Independent wealth	Nov 13, 2025	n/a	yes	Polson, MT\|BOZEMAN, MT	Current employment
I••••••• F•••••••• S••••••• L••	n/a	Nov 13, 2024	Dec 31, 2025	no	POLSON, MT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• F•••••••• S••••••• L••	X••• S•••••••	Dec 31, 2025	Nov 13, 2025	-48	Firm change after gap	Other
C••••• I••••••••• A••••••• L••	I••••••• F•••••••• S••••••• L••	Aug 2, 2024	Nov 13, 2024

Relationships

Registered with (3)

→ X••• S•••••••Registered adviserregistration: current employment
Nov 13, 2025 to presentfactForm ADV
→ I••••••• F•••••••• S••••••• L••Registered adviserregistration: previous registration
Nov 13, 2024 to Dec 31, 2025factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 16, 2024 to Aug 2, 2024factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c11ea20e-77c8-522b-af3c-0501bc2638e8
First observed: May 16, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.