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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Buffalo, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 23, 2026 | n/a | yes | Buffalo, NY | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 9, 2021 | Feb 11, 2026 | no | SALEM, MA|JERSEY CITY, NJ|PEABODY, MA|JERSEY CITY, NJ|BEVERLY, MA|MANCHESTER, MA|METHUEN, MA|JERSEY CITY, NJ|METHUEN, MA|BUFFALO, NY|WILKES-BARRE, PA|TOPTON, PA|WILKES-BARRE, PA|LANCASTER, NY | Previous registration |
| M&T SECURITIES, INC. | n/a | Sep 27, 2018 | Jun 9, 2021 | no | BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BALTIMORE, MD|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|Buffalo, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|WILKES-BARRE, PA|BALTIMORE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Feb 11, 2026 | Feb 23, 2026 | 12 | Firm change | Ibd to ibd |
| M&T SECURITIES, INC. | LPL FINANCIAL LLC | Jun 9, 2021 | Jun 9, 2021 | 0 | Bulk transfer | Other |