DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

PATRICK WARREN SIMPKINS

Advisor at ARKADIOS WEALTH ADVISORS

Raleigh, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c12aab56-bcb9-a3b9-e7a0-05f5e4eaefc1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARKADIOS WEALTH ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 20, 1998
First registration: Dec 31, 2001
Dual registered: yes, broker-dealer
Other names: PATRICK SIMPKINS
IAPD individual key: 3069980

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARKADIOS WEALTH ADVISORS	Bd affiliated wealth	Mar 4, 2019	n/a	yes	Raleigh, NC	Current employment
TRIAD ADVISORS, LLC	Former SEC adviser	Apr 4, 2011	Mar 4, 2019	no	RALEIGH, NC\|ATLANTA, GA\|RALEIGH, NC	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jan 9, 2008	Apr 5, 2011	no	SEWICKLEY, PA\|RALEIGH, NC	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 3, 2005	Jan 8, 2008	no	DUNN, NC\|ERWIN, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|WAKE FOREST, NC\|CARY, NC\|CARY, NC\|CARY, NC\|APEX, NC\|APEX, NC\|CARY, NC	Previous registration
NCF FINANCIAL SERVICES, INC.	n/a	Sep 24, 2002	Jan 3, 2005	no	CARY, NC	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Dec 31, 2001	Sep 23, 2002	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRIAD ADVISORS, LLC	ARKADIOS WEALTH ADVISORS	Mar 4, 2019	Mar 4, 2019	0	Firm change	Other
CETERA ADVISOR NETWORKS LLC	TRIAD ADVISORS, LLC	Apr 5, 2011	Apr 4, 2011	-1	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	CETERA ADVISOR NETWORKS LLC	Jan 8, 2008	Jan 9, 2008	1	Firm change	Other
NCF FINANCIAL SERVICES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Jan 3, 2005	Jan 3, 2005	0	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	NCF FINANCIAL SERVICES, INC.	Sep 23, 2002	Sep 24, 2002	1	Firm change	Other

Relationships

Registered with (6)

→ ARKADIOS WEALTH ADVISORSRegistered adviserregistration: current employment
Mar 4, 2019 to presentfactForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 4, 2011 to Mar 4, 2019factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jan 9, 2008 to Apr 5, 2011factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 3, 2005 to Jan 8, 2008factForm ADV
→ NCF FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 24, 2002 to Jan 3, 2005factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 31, 2001 to Sep 23, 2002factForm ADV

Dated events

No dated event names this entity yet.