DFX Intelligence

W•••••• R•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

W•••••• R•••• B•••••

Advisor at N•••••••• F•••••••• P•••••••• L••

WAXHAW, NC | EAST BRUNSWICK, NJ

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• F•••••••• P•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Apr 24, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• F•••••••• P•••••••• L••	Institutional manager	Feb 4, 2024	n/a	yes	WAXHAW, NC\|EAST BRUNSWICK, NJ	Current employment
M••••••••• I••••••••• A•• R••••••••• A•••••••• L••	Institutional manager	Jan 5, 2017	Jun 5, 2023	no	WINSTON SALEM, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• I••••••••• A•• R••••••••• A•••••••• L••	N•••••••• F•••••••• P•••••••• L••	Jun 5, 2023	Feb 4, 2024	244	Firm change	Other
P••••••••	M••••••••• I••••••••• A•• R••••••••• A•••••••• L••	Nov 29, 2010	Apr 29, 2009

Relationships

Registered with (5)

→ N•••••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Feb 4, 2024 to presentfactForm ADV
→ M••••••••• I••••••••• A•• R••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 5, 2017 to Jun 5, 2023factForm ADV
→ P••••••••Registered adviserregistration: previous registration
Apr 15, 2009 to Nov 29, 2010factForm ADV
→ F•••••••• A•••••••• L••

Dated events

Order

Occurred
5 Jun 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 25, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.