DFX Intelligence

N•••••••• F•••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

N•••••••• F•••••••• P•••••••• L••

CRD 284994

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Search this name across graphsid dfx:ria:0c5d5ea1-8d03-dff3-d84b-f6dce76e882f

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 1
Observed: Dec 26, 2023 to Apr 1, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

N•••••••• F•••••••• P•••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.01 fund_share=0.0 institutional_share=0.99 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $747M
Private client RAUM: $6.4Mderived••• Locked
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $637Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• R•••• B•••••	n/a	WAXHAW, NC \| EAST BRUNSWICK, NJ	2	20	5	no
G••• B•••• B••••••	n/a	EAST BRUNSWICK, NJ	2	40

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• G•••• B••••	MANAGING MEMBER, PRINCIPAL & CHIEF COMPLIANCE OFFICER	E	yes	08/2023	Dec 26, 2023	Oct 14, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.1B	11.3%	n/a	n/a	2	2	0	0

Relationships

Registered with (4)

← G••• B•••• B••••••Advisorregistration: current employment
Feb 14, 2024 to presentfactForm ADV
← W•••••• R•••• B•••••Advisorregistration: current employment
Feb 4, 2024 to presentfactForm ADV
← Richard Lee WunderlichAdvisorregistration: previous registration
Mar 13, 2017 to Mar 3, 2023factForm ADV
← Justine Samantha Greenwald

Dated events

Occurred
Feb 19, 2025
Regulatory AUM changed
N•••••••• F•••••••• P•••••••• L•• reported RAUM $1.1B, up 48% from $771.7M (2024-10-14 to 2025-02-19)
Form ADVobserved 7 days ago
$374M
Occurred
Mar 27, 2024
Regulatory AUM changed
N•••••••• F•••••••• P•••••••• L•• reported RAUM $771.7M, up 71% from $451.7M (2024-02-04 to 2024-03-27)
Form ADVobserved 7 days ago
$320M
Occurred
Dec 26, 2023
First Form ADV filing
N•••••••• F•••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c5d5ea1-8d03-dff3-d84b-f6dce76e882f
First observed: Dec 26, 2023
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.