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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

THE MOORINGS GROUP, LLC

CRD 129403

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c12d9c7d-7132-2c11-b59a-8d018ab7f59d

Data as of May 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 9, 2011 to May 13, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $440MItem 5.F on the latest filing (2026-05-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $440M
Private client RAUM: $423MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $220Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 165
Individual clients: 26
High net worth clients: 90
Custody, client assets: $6.7M
SEC number: 801-63917
CRD: 129403
Filings on the tape: 29
First filed: Dec 9, 2011
Latest filed: May 13, 2026
Organised: Limited Liability Company, GA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHELE MARIE POIRIER	n/a	DOUGLASVILLE, GA	22	43	n/a	no
CONNIE FREEMAN PARTRIDGE	n/a	DOUGLASVILLE, GA	22	46	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PARTRIDGE, CONNIE, FREEMAN	PARTNER/CHIEF COMPLIANCE OFFICER/COO/LLC MEMBER	D	yes	09/2003	Dec 9, 2011	Mar 9, 2024
POIRIER, MICHELE, MARIE	PARTNER/CIO/LLC MEMBER	D	yes	09/2003	Dec 9, 2011	Mar 9, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 2, 2026	$440M	$440M	2	2	2	n/a	n/a
2024	Feb 13, 2025	$470M	$470M	3	2	0	n/a	n/a
2023	Mar 9, 2024	$478M	$478M	3	2	0	n/a	n/a
2022	Feb 7, 2023	$478M	$478M	3	2	0	n/a	n/a
2021	Mar 15, 2022	$515M	$515M	3	2	0	n/a	n/a
2020	Mar 26, 2021	$539M	$539M	3	3	0	n/a	n/a
2019	Mar 27, 2020	$542M	$542M	3	3	0	n/a	n/a
2018	Mar 29, 2019	$534M	$534M	3	3	0	n/a	n/a
2017	Mar 28, 2018	$498M	$498M	3	2	0	n/a	n/a
2016	Mar 31, 2017	$413M	$413M	2	2	n/a	n/a	n/a
2015	Mar 29, 2016	$381M	$381M	3	3	n/a	n/a	n/a
2014	Mar 12, 2015	$356M	$356M	3	3	n/a	n/a	n/a
2013	Mar 21, 2014	$350M	$350M	3	3	n/a	n/a	n/a
2012	Feb 25, 2013	$419M	$419M	3	3	n/a	n/a	n/a
2011	Feb 13, 2012	$448M	$448M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$440M	$470M	-6.5%	$478M	-2.8%	2	3	1	0

Relationships

Registered with (2)

← CONNIE FREEMAN PARTRIDGEAdvisorregistration: current employment
Jan 19, 2004 to presentfactForm ADV
← MICHELE MARIE POIRIERAdvisorregistration: current employment
Dec 13, 2003 to presentfactForm ADV

Controls (2)

← PARTRIDGE, CONNIE, FREEMANOwnerPARTNER/CHIEF COMPLIANCE OFFICER/COO/LLC MEMBER, ownership code D, individual
Dec 9, 2011 to Mar 9, 2024factForm ADV
← POIRIER, MICHELE, MARIEOwnerPARTNER/CIO/LLC MEMBER, ownership code D, individual
Dec 9, 2011 to Mar 9, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c12d9c7d-7132-2c11-b59a-8d018ab7f59d
First observed: Dec 9, 2011
Last observed: May 13, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE MOORINGS GROUP, LLC

CRD 129403

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c12d9c7d-7132-2c11-b59a-8d018ab7f59d

Data as of May 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:56 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHELE MARIE POIRIER

n/a

DOUGLASVILLE, GA

n/a

CONNIE FREEMAN PARTRIDGE

n/a

DOUGLASVILLE, GA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PARTRIDGE, CONNIE, FREEMAN

PARTNER/CHIEF COMPLIANCE OFFICER/COO/LLC MEMBER

yes

09/2003

Dec 9, 2011

Mar 9, 2024

POIRIER, MICHELE, MARIE

PARTNER/CIO/LLC MEMBER

yes

09/2003

Dec 9, 2011

Mar 9, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 2, 2026

$440M

n/a

2024

Feb 13, 2025

$470M

n/a

2023

Mar 9, 2024

$478M

n/a

2022

Feb 7, 2023

$478M

n/a

2021

Mar 15, 2022

$515M

n/a

2020

Mar 26, 2021

$539M

n/a

2019

Mar 27, 2020

$542M

n/a

2018

Mar 29, 2019

$534M

n/a

2017

Mar 28, 2018

$498M

n/a

2016

Mar 31, 2017

$413M

n/a

2015

Mar 29, 2016

$381M

n/a

2014

Mar 12, 2015

$356M

n/a

2013

Mar 21, 2014

$350M

n/a

2012

Feb 25, 2013

$419M

n/a

2011

Feb 13, 2012

$448M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$440M

$470M

-6.5%

$478M

-2.8%