DFX Intelligence
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SEC-registered adviser
T•• M••••••• G••••• L••
Latest filing May 13, 2026
First filing on the tape Dec 9, 2011 · 29 filings
SEC status approved since Feb 3, 2005
RAUM
$440M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$423M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$220M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$440M as of May 13, 2026
Feb 13, 2012$448M then
HNW client RAUM$414M as of May 13, 2026
Mar 28, 2018$446M then
State-registered IARs (5.B.3)2 as of May 13, 2026
Feb 13, 20120 then
Employees (5.A)2 as of May 13, 2026
Feb 25, 20133 then
Private funds: no history
RAUM -6.5% over the last fiscal year-2.8% a year over threeIARs 3 to 2offices 0 to 1
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $220MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $2.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -28%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $6.7M, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$414M94%
- Individuals$8.9M2.0%
- Corporations and businesses$7.5M1.7%
- Charitable organizations$5.4M1.2%
- Insurance companies$3.7M0.8%
- Individual clients
- 26reported
- HNW clients
- 90reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 165reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.7M for 8 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• M•••• P•••••• | Douglasville, Ga | Dec 13, 2003 | 43 y | 0 |
| C••••• F•••••• P•••••••• | Douglasville, Ga | Jan 19, 2004 | 46 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••••••• C•••••• F•••••• · Partner/Chief Compliance Officer/Coo/LLC Membercontrolsince 09/2003 · owns 50% to 75%
- P••••••• M••••••• M•••• · Partner/Cio/LLC Membercontrolsince 09/2003 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Douglasville, Ga | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HQ city · ATLANTA to Mar 2, 2026 to May 13, 2026
- HQ state · GA to Mar 2, 2026 to May 13, 2026
- Other offices · 2 to 1Mar 2, 2026 to May 13, 2026
- Accounts · 223 to 165Nov 4, 2025 to Mar 2, 2026
- Corporate clients · 7 to 8Nov 4, 2025 to Mar 2, 2026
- HNW clients · 131 to 90Nov 4, 2025 to Mar 2, 2026
- Individual clients · 29 to 26Nov 4, 2025 to Mar 2, 2026
- Assets in custody · $7.2M to $6.7MNov 4, 2025 to Mar 2, 2026
- Employees · 3 to 2Nov 4, 2025 to Mar 2, 2026
- State-registered IARs · 3 to 2Nov 4, 2025 to Mar 2, 2026
- Other offices · 0 to 2Nov 4, 2025 to Mar 2, 2026
- Discretionary RAUM · $470M to $440MNov 4, 2025 to Mar 2, 2026
- HNW RAUM · $446M to $414MNov 4, 2025 to Mar 2, 2026
- Individual RAUM · $8.5M to $8.9MNov 4, 2025 to Mar 2, 2026
- RAUM · $470M to $440MNov 4, 2025 to Mar 2, 2026
- Wrap assets (manager) · 7759408.0 to unsetFeb 13, 2025 to Nov 4, 2025
- Wrap assets (sponsor) · 0.0 to unsetFeb 13, 2025 to Nov 4, 2025
- Accounts · 242 to 223Mar 9, 2024 to Feb 13, 2025
- Corporate clients · 8 to 7Mar 9, 2024 to Feb 13, 2025
- HNW clients · 130 to 131Mar 9, 2024 to Feb 13, 2025
- Individual clients · 31 to 29Mar 9, 2024 to Feb 13, 2025
- Assets in custody · $7.6M to $7.2MMar 9, 2024 to Feb 13, 2025
- Financial planning clients · unset to Mar 9, 2024 to Feb 13, 2025
- Discretionary RAUM · $478M to $470MMar 9, 2024 to Feb 13, 2025
- HNW RAUM · $449M to $446MMar 9, 2024 to Feb 13, 2025
- Individual RAUM · $11.5M to $8.5MMar 9, 2024 to Feb 13, 2025
- RAUM · $478M to $470MMar 9, 2024 to Feb 13, 2025
- Wrap assets (manager) · $8.2M to $7.8MMar 9, 2024 to Feb 13, 2025
- Accounts · 241 to 242Jul 10, 2023 to Mar 9, 2024
- Charity clients · 5.0 to unsetJul 10, 2023 to Mar 9, 2024
- Corporate clients · 7 to 8Jul 10, 2023 to Mar 9, 2024
- HNW clients · 124 to 130Jul 10, 2023 to Mar 9, 2024
- Individual clients · 37 to 31Jul 10, 2023 to Mar 9, 2024
- Assets in custody · $7.2M to $7.6MJul 10, 2023 to Mar 9, 2024
- State-registered IARs · 2 to 3Jul 10, 2023 to Mar 9, 2024
- Discretionary RAUM · $478M to $478MJul 10, 2023 to Mar 9, 2024
- HNW RAUM · $451M to $449MJul 10, 2023 to Mar 9, 2024
- Individual RAUM · $10.8M to $11.5MJul 10, 2023 to Mar 9, 2024
- RAUM · $478M to $478MJul 10, 2023 to Mar 9, 2024
- Wrap assets (manager) · $8.1M to $8.2MJul 10, 2023 to Mar 9, 2024
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@mooringsgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 770-395-3361reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 770-395-3362reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 770-395-3360reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- M•••••••GROUP.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 770-395-3366reportedpublic record, Form ADV, May 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $220Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026