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Advisor at P••••••
SHELTON, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••• | Mixed wealth | May 17, 2018 | n/a | yes | SHELTON, CT | Current employment |
| P•••••• I••••••••• P•••••••• L•• | Former SEC adviser | May 17, 2018 | Dec 31, 2021 | no | SHELTON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• I••••••••• P•••••••• L•• | P•••••• | Dec 31, 2021 | May 17, 2018 | -1,324 | Firm change after gap | Other |
| P••••••• S••••••••• I••• | P••••••• U••••• A•••••••• I••• | May 21, 2018 | Apr 19, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288244:288239:CT:2021-12-31 | Dec 31, 2021 | May 17, 2018 | SHELTON, CT | Firm change after gap |
| P••••••• U••••• A•••••••• I••• |
| Former SEC adviser |
| Apr 19, 2018 |
| May 21, 2018 |
| no |
| Wethersfield, CT |
| Previous registration |
| P••••••• S••••••••• I••• | Former SEC adviser | Jun 24, 2005 | May 21, 2018 | no | BROOKFIELD, CT|WETHERSFIELD, CT|BRIDGEPORT, CT | Previous registration |
| -32 |
| Firm change after gap |
| Other |
| P••••••• U••••• A•••••••• I••• | P•••••• I••••••••• P•••••••• L•• | May 21, 2018 | May 17, 2018 | -4 | Firm change | Other |