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CRD 333732
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••••• A•••••• C••••••• | n/a | PITTSBURGH, PA | 1 | 10 | 2 | yes |
| M•••• W•••••••• | n/a | PITTSBURGH, PA | 1 | 21 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G•••••••• T•••••• B•••• | PRESIDENT AND CEO | C | yes | 07/1986 | Dec 9, 2024 | Dec 9, 2024 |
| H•••••••• B•••••••• I••• | Owner | E | yes | 08/2024 | Dec 9, 2024 | Dec 9, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| H•••••••• B•••••••• I••• | n/a | n/a | n/a | Y | yes | n/a |
| J••• R••• L•• | n/a | n/a | n/a | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 25, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 17 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $407M | $0 | n/a | n/a | n/a | 30 | 26 | 2 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| G••••• R••••••••• P••••••• L•• | 14 | Mar 9, 2025 | Mar 6, 2025 | SAN RAFAEL, CA | Team lift out | Other | 3.3% |
| G••••• R••••••••• P••••••• L•• | 2 | Mar 9, 2025 | Mar 3, 2025 |
| yes |
| C••••••••• J•• S•••••••• | n/a | PITTSBURGH, PA | Wake Forest, NC | 1 | 19 | 3 | yes |
| A•••••• J• B••••• | n/a | PITTSBURGH, PA | 1 | 18 | 4 | yes |
| B••••••• E••• R•••••• | n/a | PITTSBURGH, PA | 1 | 17 | 3 | yes |
| J••• M•••••• K••••••••• | n/a | PITTSBURGH, PA | 1 | 15 | 1 | yes |
| T•••••• M•••• B•••••• | Certified Financial Planner | PITTSBURGH, PA | 1 | 14 | 1 | yes |
| K•••• B••• | n/a | PITTSBURGH, PA | 1 | 14 | 2 | yes |
| R••••• M•••• K•••• | n/a | PITTSBURGH, PA | 1 | 14 | 1 | yes |
| D••••• W••••• G••••••• | n/a | PITTSBURGH, PA | 1 | 10 | 2 | no |
| A••••• W•••••• K•••• | n/a | PITTSBURGH, PA | 1 | 10 | 2 | yes |
| C•••• T••••• Y••••• | Certified Financial Planner | PITTSBURGH, PA | 1 | 9 | 1 | yes |
| J••• P•••••• R••• | Certified Financial Planner | PITTSBURGH, PA | 1 | 12 | 1 | yes |
| G•••••• A••••• | Certified Financial Planner | PITTSBURGH, PA | 1 | 10 | 1 | yes |
| S••••• C•••••••• | n/a | PITTSBURGH, PA | 1 | 14 | 1 | yes |
| J••••• M•••••• K•••• | Chartered Financial Analyst | PITTSBURGH, PA | 1 | 13 | 2 | no |
| S•••• F•••••• F••••• | n/a | PITTSBURGH, PA | 1 | 33 | 3 | no |
| W•••••• G•••••• M••••••• | n/a | PITTSBURGH, PA | 0 | 11 | n/a | no |
| CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 08/2024 |
| Dec 9, 2024 |
| Dec 9, 2024 |
| W••••••••• M•••• | MANAGER DIRECTOR | Na | yes | 08/2024 | Dec 9, 2024 | Dec 9, 2024 |
| $407M |
| $407M |
| 30 |
| 19 |
| 2 |
| n/a |
| n/a |
| 2024 | Apr 24, 2025 | $0 | $0 | 26 | 22 | 2 | n/a | n/a |
| PITTSBURGH, PA |
| Team lift out |
| Other |
| 0.5% |