DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Henderson Brothers Financial Partners LLC

Independent wealth managerPittsburgh, PennsylvaniaCRD 333732SEC 801-131774websiteIAPD
Latest filing Jun 23, 2026
First filing on the tape Dec 9, 2024 · 9 filings
SEC status approved since Jan 10, 2025
RAUM
$407M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$405M individuals and HNW
Advisors
18
registered through the firm on IAPD
RAUM per advisor
$22.6M
derived; firm RAUM over IAPD count
Employees
30
19 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$407M as of Jun 23, 2026
Feb 3, 2025$0 then
HNW client RAUM$258M as of Jun 23, 2026
May 9, 2025$197M then
State-registered IARs (5.B.3)20 as of Jun 23, 2026
Feb 3, 202522 then
Employees (5.A)30 as of Jun 23, 2026
Feb 3, 202526 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 22 to 20
Practice profile
derived from the filing of Jun 23, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$22.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
58derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$755,216derivedHNW RAUM over HNW clients
Average account
$272,656derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
6.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
-9.1%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$258M63%
  • Individuals$146M36%
  • Corporations and businesses$1.4M0.3%
  • Charitable organizations$568,0000.1%
  • Pension and profit-sharing plans$194,0000.0%
Individual clients
702reported
HNW clients
342reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,492reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=28.0derived
Advisors registered through the firm
18 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Joseph Anthony CravottaPittsburgh, PaMar 3, 202510 y2
Megan WarzinskiPittsburgh, PaMar 3, 202521 y1
Anthony J BaronePittsburgh, PaMar 3, 202518 y4
Benjamin Eric RathfonPittsburgh, PaMar 3, 202517 y3
John Michael KirkpatrickPittsburgh, PaMar 3, 202515 y1
Tiffany Marie BenigniCertified Financial PlannerPittsburgh, PaMar 3, 202514 y1
Kevin BovePittsburgh, PaMar 3, 202514 y2
Roblyn Marie KellyPittsburgh, PaMar 3, 202514 y1
Daniel Walker GrealishPittsburgh, PaMar 3, 202510 y2
Austin William KrisePittsburgh, PaMar 3, 202510 y2
Craig Thomas YochumCertified Financial PlannerPittsburgh, PaMar 3, 20259 y1
Jack Patrick RyanCertified Financial PlannerPittsburgh, PaMar 3, 202512 y1
Gabriel AntoniCertified Financial PlannerPittsburgh, PaMar 3, 202510 y1
Sierra ChristianPittsburgh, PaMar 3, 202514 y1
Christopher Jay SecurcherPittsburgh, Pa Mar 3, 202519 y3
Joseph Michael KellyChartered Financial AnalystPittsburgh, PaMar 6, 202513 y2
Scott Francis FremerPittsburgh, PaJul 21, 202533 y3
William Gillies McmillanPittsburgh, PaDec 11, 202511 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Patrick Jack Ryan · Chief Compliance Officercontrol
      since 08/2024 · owns less than 5%
    • Megan Warzinski · Manager Directorcontrol
      since 08/2024 · owns less than 5%
    • Brian Thomas Grealish · President And Ceocontrol
      since 07/1986 · owns 25% to 50% of Henderson Brothers, Inc.
    Entity owners
    • Henderson Brothers, Inc. · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Henderson Brothers, Inc.
      real estatey
    • Jack Ryan Law
      n
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Pittsburgh, Pa · principal1810
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,349 to 1,492
      Dec 2, 2025 to Mar 25, 2026
    • Advisory employees · 22 to 19
      Dec 2, 2025 to Mar 25, 2026
    • Advisory activities · 5 to 7
      Dec 2, 2025 to Mar 25, 2026
    • BD registered reps · 26 to 28
      Dec 2, 2025 to Mar 25, 2026
    • HNW clients · 291 to 342
      Dec 2, 2025 to Mar 25, 2026
    • Individual clients · 661 to 702
      Dec 2, 2025 to Mar 25, 2026
    • Employees · 26 to 30
      Dec 2, 2025 to Mar 25, 2026
    • State-registered IARs · 22 to 20
      Dec 2, 2025 to Mar 25, 2026
    • Discretionary RAUM · $327M to $407M
      Dec 2, 2025 to Mar 25, 2026
    • HNW RAUM · $197M to $258M
      Dec 2, 2025 to Mar 25, 2026
    • Individual RAUM · $128M to $146M
      Dec 2, 2025 to Mar 25, 2026
    • Pension RAUM · $40,100 to $194,000
      Dec 2, 2025 to Mar 25, 2026
    • RAUM · $327M to $407M
      Dec 2, 2025 to Mar 25, 2026
    • Financial planning clients · 1-10 to 1-10
      May 9, 2025 to Jun 18, 2025
    • Accounts · 0 to 1,349
      Apr 24, 2025 to May 9, 2025
    • HNW clients · unset to 291.0
      Apr 24, 2025 to May 9, 2025
    • Individual clients · unset to 661.0
      Apr 24, 2025 to May 9, 2025
    • Financial planning clients · 0 to 1-10
      Apr 24, 2025 to May 9, 2025
    • Discretionary RAUM · $0 to $327M
      Apr 24, 2025 to May 9, 2025
    • HNW RAUM · unset to 197383212.0
      Apr 24, 2025 to May 9, 2025
    • Individual RAUM · unset to 128396798.0
      Apr 24, 2025 to May 9, 2025
    • Pension RAUM · unset to 40100.0
      Apr 24, 2025 to May 9, 2025
    • RAUM · $0 to $327M
      Apr 24, 2025 to May 9, 2025
    • Other offices · 0 to 2
      Feb 3, 2025 to Apr 24, 2025
    Signals
    4 dated events
    • Evan Clark Hirsh left Henderson Brothers Financial Partners Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-05-21)
      Apr 23, 2025 · Advisor changed firm · fact
    • 2 advisors left Global Retirement Partners LLC (Pittsburgh, PA) for Henderson Brothers Financial Partners LLC on the same day
      Mar 9, 2025 · Team lift-out · derived
    • 14 advisors left Global Retirement Partners LLC (San Rafael, CA) for Henderson Brothers Financial Partners LLC on the same day
      Mar 9, 2025 · Team lift-out · derived
    • Henderson Brothers Financial Partners Llc filed its initial SEC registration (Form ADV)
      Dec 9, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    412-261-3333reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    412-746-3162reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    linkedin.com/company/hbfinancialpartnersreportedpublic record, Form ADV, Sep 17, 2026
    Website
    hendersonbrothersfinancialpartners.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    412-261-3333reportedpublic record, Form ADV, Jun 23, 2026
    Contact form
    hbfp1893.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
    Team page
    hbfp1893.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $22.6Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026