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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

BROOKS MCCARTNEY

Advisor at NEWEDGE ADVISORS

Mount Pleasant, SC | NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:c148a0fa-a3b9-e859-7f79-58e17d0d62b9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 27, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEWEDGE ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 26, 1990
First registration: Aug 27, 2018
Dual registered: yes, broker-dealer
Other names: BROOKS DEVLON MCCARTNEY
IAPD individual key: 2024064

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEWEDGE ADVISORS	Bd affiliated wealth	Jan 1, 2026	n/a	yes	Mount Pleasant, SC\|NEW ORLEANS, LA	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Oct 14, 2021	Aug 1, 2025	no	Mt Pleasant, SC\|Kirkland, WA\|Mount Pleasant, SC\|Mount Pleasant, SC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 5, 2018	Oct 20, 2021	no	SPOKANE, WA\|BEND, OR\|SPOKANE, WA\|LIBERTY LAKE, WA\|SANDPOINT, ID\|COLVILLE, WA\|SPOKANE VALLEY, WA\|SPOKANE, WA\|SPOKANE, WA\|MILLWOOD, WA\|HAYDEN, ID\|SPOKANE, WA\|SPOKANE, WA\|SPOKANE, WA\|VERADALE, WA\|CHEWELAH, WA\|SPOKANE, WA\|EPHRATA, WA\|KETTLE FALLS, WA\|TEKOA, WA\|CLARKSTON, WA\|LEWISTON, ID\|MOSCOW, ID\|CHENEY, WA\|ST. MARIES, ID\|LEWISTON, ID\|PULLMAN, WA\|SPOKANE, WA\|OROFINO, ID\|PALOUSE, WA\|ROCKFORD, WA\|HERMISTON, OR	Previous registration
DESTRA CAPITAL ADVISORS LLC	Asset manager	Aug 27, 2018	Nov 6, 2018	no	KIRKLAND, WA\|BOZEMAN, MT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	NEWEDGE ADVISORS	Aug 1, 2025	Jan 1, 2026	153	Firm change	Ibd to ibd
LPL FINANCIAL LLC	RAYMOND JAMES & ASSOCIATES, INC.	Oct 20, 2021	Oct 14, 2021	-6	Firm change	Ibd to ibd
DESTRA CAPITAL ADVISORS LLC	LPL FINANCIAL LLC	Nov 6, 2018	Nov 5, 2018	-1	Firm change	Other

Relationships

Registered with (4)

→ NEWEDGE ADVISORSRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Oct 14, 2021 to Aug 1, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 5, 2018 to Oct 20, 2021factForm ADV
→ DESTRA CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
Aug 27, 2018 to Nov 6, 2018factForm ADV

Dated events

Occurred
Aug 1, 2025
Advisor changed firm
Brooks Mccartney left Raymond James & Associates, Inc. for Newedge Advisors (registered 2026-01-01)
Form ADVobserved 4 days ago