DFX Intelligence

E••• T••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

E••• T••• C•••••••••

Advisor at T•• C•••• G•••• A•••• M•••••••••

DANA POINT, CA

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Search this name across graphsid dfx:ria:c14cbf1d-7c3b-2c11-7b22-f6a2a0df4423

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• C•••• G•••• A•••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• C•••• G•••• A•••• M•••••••••	Independent wealth	Sep 28, 2012	n/a	yes	DANA POINT, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 16, 2006	Oct 31, 2012	no	SHERMAN OAKS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	T•• C•••• G•••• A•••• M•••••••••	Oct 31, 2012	Sep 28, 2012	-33	Firm change after gap	Wirehouse to new firm

Relationships

Registered with (2)

→ T•• C•••• G•••• A•••• M•••••••••Registered adviserregistration: current employment
Sep 28, 2012 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 16, 2006 to Oct 31, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c14cbf1d-7c3b-2c11-7b22-f6a2a0df4423
First observed: Aug 16, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.