DFX Intelligence

B•••••• A••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

B•••••• A••• H•••••

Advisor at W•••••• W••••• M••••••••• L••

Beaver Falls, PA

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Search this name across graphsid dfx:ria:c1530396-0f13-5ab0-dd4d-f77172ab2ebb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 12, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• W••••• M••••••••• L••	Independent wealth	Jun 20, 2016	n/a	yes	Beaver Falls, PA	Current employment
G•••••••• C•••••• M••••••••• L••	Independent wealth	Aug 17, 2010	Jul 5, 2016	no	LONE TREE, CO\|GOLDEN, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••••• C•••••• M••••••••• L••	W•••••• W••••• M••••••••• L••	Jul 5, 2016	Jun 20, 2016	-15	Firm change	Other
M••••• S•••••• C•••••••••	G•••••••• C•••••• M••••••••• L••	Sep 8, 2009	Aug 17, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
113189:283545:CO:2016-07-05	Jul 5, 2016	Jun 20, 2016	GOLDEN, CO	Firm change

Relationships

Registered with (5)

→ W•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 20, 2016 to presentfactForm ADV
→ G•••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 17, 2010 to Jul 5, 2016factForm ADV
→ M••••• S•••••• C•••••••••Registered adviserregistration: previous registration
Sep 26, 2006 to Sep 8, 2009factForm ADV
→ A••••••••• A•••••• S•••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1530396-0f13-5ab0-dd4d-f77172ab2ebb
First observed: Aug 30, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.