DFX Intelligence

M•••••• G••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

M•••••• G••••• M•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

PHILADELPHIA, PA | Wilmington, DE

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Search this name across graphsid dfx:ria:c15dc51e-11b0-34c5-df66-234967b67489

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 18, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 17, 2023	n/a	yes	Wilmington, DE\|PHILADELPHIA, PA	Current employment
U••••• C•••••• F•••••••• A•••••••	Independent wealth	Jun 21, 2019	Jun 3, 2022	no	CHADDS FORD, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• C•••••• F•••••••• A•••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jun 3, 2022	Jan 17, 2023	228	Firm change	Ibd to ibd
C••••••• F•••••••• A•••••••	U••••• C•••••• F•••••••• A•••••••	Jun 21, 2019	Jun 21, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
159662:134600:PA:2019-06-21	Jun 21, 2019	Jun 21, 2019	CHADDS FORD, PA	Firm change

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jan 17, 2023 to presentfactForm ADV
→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jun 21, 2019 to Jun 3, 2022factForm ADV
→ C••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Dec 18, 2017 to Jun 21, 2019factForm ADV

Dated events

Occurred
Jun 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c15dc51e-11b0-34c5-df66-234967b67489
First observed: Dec 18, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.