RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G••••• M•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 17, 2023 · Wilmington, De
- U••••• C•••••• F•••••••• A••••••• independent RIAJun 21, 2019 to Jun 3, 2022 · Chadds Ford, Pa
- C••••••• F•••••••• A••••••• formerDec 18, 2017 to Jun 21, 2019 · Chadds Ford, Pa
- U••••• C•••••• F•••••••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 3, 2022, registered Jan 17, 2023 (228 days) · Affiliated broker-dealer or bank to another
- C••••••• F•••••••• A••••••• to U••••• C•••••• F•••••••• A•••••••left Jun 21, 2019, registered Jun 21, 2019 (0 days) · RIA to RIA · moved with a team
- M•••••• G••••• M••••• left U••••• C•••••• F•••••••• A••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-01-17)Jun 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address