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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

BRENT T CONWAY

Advisor at PARK AVENUE SECURITIES LLC

Walnut Creek, CA

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Search this name across graphsid dfx:ria:c1644ee3-5621-54ac-6ef5-155d1d71ae87

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 12, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARK AVENUE SECURITIES LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 12, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 11
Exams: S63|S65
First exam: May 12, 1986
First registration: May 12, 1998
Dual registered: yes, broker-dealer
Other names: TODD CONWAY|B TODD CONWAY|BRENT TODD CONWAY
IAPD individual key: 1477938

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jan 11, 2013	n/a	yes	Walnut Creek, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 24, 2009	Dec 17, 2012	no	WALNUT CREEK, CA\|SAN DIEGO, CA\|WALNUT CREEK, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Mar 6, 2006	Jun 15, 2009	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	May 12, 1998	Mar 6, 2006	no	WALNUT CREEK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	PARK AVENUE SECURITIES LLC	Dec 17, 2012	Jan 11, 2013	25	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	LPL FINANCIAL LLC	Jun 15, 2009	Jul 24, 2009	39	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WELLS FARGO INVESTMENTS, LLC	Mar 6, 2006	Mar 6, 2006	0	Firm change	Other

Relationships

Registered with (4)

→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: current employment
Jan 11, 2013 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 24, 2009 to Dec 17, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Mar 6, 2006 to Jun 15, 2009factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 12, 1998 to Mar 6, 2006factForm ADV

Dated events

No dated event names this entity yet.