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Registered advisor
B•••• T• C•••••
Feed of 09/14/2026
Also filed as Todd C•••••
At current firm
13 y
since Jan 11, 2013
In the industry
40 y
since May 12, 1986 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
11
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jan 11, 2013 · Walnut Creek, Ca
- L•• F•••••••• L•• BD affiliatedJul 24, 2009 to Dec 17, 2012 · Walnut Creek, Ca
- W•••• F•••• I••••••••• L•• unclassifiedMar 6, 2006 to Jun 15, 2009 · San Francisco, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 12, 1998 to Mar 6, 2006 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to P••• A••••• S••••••••• L••left Dec 17, 2012, registered Jan 11, 2013 (25 days) · Other
- W•••• F•••• I••••••••• L•• to L•• F•••••••• L••left Jun 15, 2009, registered Jul 24, 2009 (39 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• I••••••••• L••left Mar 6, 2006, registered Mar 6, 2006 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address