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Advisor at FACTOR INVESTING GROUP
WESTBOROUGH, MA | Traverse City, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FACTOR INVESTING GROUP | Independent wealth | Jan 1, 2025 | n/a | yes | Traverse City, MI|WESTBOROUGH, MA | Current employment |
| OLD MISSION INVESTMENT COMPANY, LLC | Independent wealth | Nov 7, 2023 | Mar 5, 2024 | no | TRAVERSE CITY, MI | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jan 13, 2009 | Mar 19, 2009 | no | TRAVERSE CITY, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OLD MISSION INVESTMENT COMPANY, LLC | FACTOR INVESTING GROUP | Mar 5, 2024 | Jan 1, 2025 | 302 | Firm change | RIA to RIA |
| FIFTH THIRD SECURITIES, INC. | OLD MISSION INVESTMENT COMPANY, LLC | Mar 19, 2009 | Nov 7, 2023 | 5,346 | Firm change after gap | Other |