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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

Patricia Valenzuela

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Pasadena, CA | SYLMAR, CA

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Search this name across graphsid dfx:ria:c17d7175-cd01-1332-0bcc-eafa85b9a719

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 13, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 13, 2003
First registration: Aug 31, 2005
Dual registered: yes, broker-dealer
Other names: PATRICIA VALENZUELA|PATRICIA VELASQUEZ
IAPD individual key: 2466796

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Sep 3, 2021	n/a	yes	Pasadena, CA\|SYLMAR, CA	Current employment
MORGAN STANLEY	Wirehouse	Jun 14, 2011	Sep 15, 2021	no	Beverly Hills, CA\|Los Angeles, CA	Previous registration
CROWELL, WEEDON & CO.	Former SEC adviser	Oct 6, 2008	May 25, 2011	no	ENCINO, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 12, 2007	Oct 14, 2008	no	Los Angeles, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 31, 2005	Jun 6, 2007	no	LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	RAYMOND JAMES & ASSOCIATES, INC.	Sep 15, 2021	Sep 3, 2021	-12	Firm change	Wirehouse to ibd
CROWELL, WEEDON & CO.	MORGAN STANLEY	May 25, 2011	Jun 14, 2011	20	Firm change	Other
UBS FINANCIAL SERVICES INC.	CROWELL, WEEDON & CO.	Oct 14, 2008	Oct 6, 2008	-8	Firm change	Other
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	Jun 6, 2007	Jun 12, 2007	6	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Sep 3, 2021 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 14, 2011 to Sep 15, 2021factForm ADV
→ CROWELL, WEEDON & CO.Registered adviserregistration: previous registration
Oct 6, 2008 to May 25, 2011factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 12, 2007 to Oct 14, 2008factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 31, 2005 to Jun 6, 2007factForm ADV

Dated events

No dated event names this entity yet.