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CRD 105516
PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ANSARI, MOHAMMED, MOHSIN | VICE CHAIRMAN | B | yes | 06/2024 | Oct 2, 2014 | Jul 8, 2024 |
| FRIED, JOEL, PAUL | Chairman | C | yes | 06/2024 | Mar 29, 2012 | Jul 8, 2024 |
| KOLOKOTRONES, THEOFANIS, A | CHAIRMAN EMERITUS | B | yes | 06/2024 | Mar 29, 2012 | Jul 8, 2024 |
| MARCHETTI, JAMES, K | EXECUTIVE VICE PRESIDENT | A | yes | 09/2005 | Jun 26, 2018 | Jul 8, 2024 |
| MOLINELLI, GREGORY, TODD | EXECUTIVE VICE PRESIDENT | A | yes | 01/2023 | Mar 29, 2023 | Jul 8, 2024 |
| MORDECAI, ALFRED, WINBORNE | President | B | yes | 06/2024 | Mar 29, 2012 | Jul 8, 2024 |
| BUCHER, JOHN, RAYMOND | CHIEF OPERATING OFFICER | Na | no | 09/2018 | Mar 22, 2019 | Jul 8, 2024 |
| OTTOSEN, JENNIFER, ANN | CHIEF COMPLIANCE OFFICER | Na | no | 03/2020 | Mar 27, 2020 | Jul 8, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $139B | $139B | 43 | 22 | 0 | n/a | n/a |
| 2024 | Apr 8, 2025 | $136B | $136B | 40 | 19 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $134B | $134B | 40 | 20 | 0 | n/a | n/a |
| 2022 | Mar 29, 2023 | $117B | $117B | 44 | 20 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | $154B | $154B | 44 | 19 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $143B | $143B | 43 | 19 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | $147B | $147B | 43 | 20 | 0 | n/a | n/a |
| 2018 | Mar 22, 2019 | $127B | $127B | 42 | 20 | 0 | n/a | n/a |
| 2017 | Mar 21, 2018 | $135B | $135B | 38 | 18 | 0 | n/a | n/a |
| 2016 | Mar 15, 2017 | $106B | $106B | 36 | 16 | n/a | n/a | n/a |
| 2015 | Mar 10, 2016 | $103B | $103B | 36 | 16 | n/a | n/a | n/a |
| 2014 | Mar 17, 2015 | $104B | $104B | 36 | 16 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $88B | $88B | 35 | 16 | n/a | n/a | n/a |
| 2012 | Mar 8, 2013 | $64B | $64B | 35 | 16 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $64B | $64B | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $139B | $136B | 2.6% | $117B | 5.9% | 43 | 40 | 0 | 0 |