DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Primecap Management Co
Latest filing Jul 29, 2026
First filing on the tape Mar 29, 2012 · 22 filings
SEC status approved since Sep 14, 1983
RAUM
$139B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
43
22 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$139B as of Jul 29, 2026
Mar 29, 2012$64B then
HNW client RAUM$0 as of Jul 29, 2026
Mar 21, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 29, 2026
Mar 29, 20120 then
Employees (5.A)43 as of Jul 29, 2026
Mar 8, 201335 then
Private funds: no history
RAUM +2.6% over the last fiscal year+5.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $7.7BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$133B96%
- Sovereign wealth funds$2.8B2.0%
- Pooled investment vehicles$1.3B0.9%
- Pension and profit-sharing plans$1.2B0.9%
- Charitable organizations$612M0.4%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 5reported
- Charitable clients
- 4reported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.03 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mohsin Mohammed Ansari · Vice Chairmancontrolsince 06/2024 · owns 10% to 25%
- Paul Joel Fried · Chairmancontrolsince 06/2024 · owns 25% to 50%
- A Theofanis Kolokotrones · Chairman Emerituscontrolsince 06/2024 · owns 10% to 25%
- K James Marchetti · Executive Vice Presidentcontrolsince 09/2005 · owns 5% to 10%
- Todd Gregory Molinelli · Executive Vice Presidentcontrolsince 01/2023 · owns 5% to 10%
- Winborne Alfred Mordecai · Presidentcontrolsince 06/2024 · owns 10% to 25%
- Raymond John Bucher · Chief Operating Officersince 09/2018 · owns less than 5%
- Ann Jennifer Ottosen · Chief Compliance Officersince 03/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 26 to 18Dec 19, 2025 to Mar 30, 2026
- Advisory employees · 19 to 22Dec 19, 2025 to Mar 30, 2026
- Pension plan clients · 8 to 5Dec 19, 2025 to Mar 30, 2026
- Pooled vehicle clients · 2 to 1Dec 19, 2025 to Mar 30, 2026
- Employees · 40 to 43Dec 19, 2025 to Mar 30, 2026
- Discretionary RAUM · $136B to $139BDec 19, 2025 to Mar 30, 2026
- Pension RAUM · $3.1B to $1.2BDec 19, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.3B to $1.3BDec 19, 2025 to Mar 30, 2026
- RAUM · $136B to $139BDec 19, 2025 to Mar 30, 2026
- Accounts · 37 to 26Jul 8, 2024 to Apr 8, 2025
- Advisory employees · 20 to 19Jul 8, 2024 to Apr 8, 2025
- BD registered reps · 3 to 2Jul 8, 2024 to Apr 8, 2025
- Charity clients · 7 to 4Jul 8, 2024 to Apr 8, 2025
- Pension plan clients · 11 to 8Jul 8, 2024 to Apr 8, 2025
- Financial planning clients · unset to Jul 8, 2024 to Apr 8, 2025
- Discretionary RAUM · $134B to $136BJul 8, 2024 to Apr 8, 2025
- Pension RAUM · $4.3B to $3.1BJul 8, 2024 to Apr 8, 2025
- Pooled vehicle RAUM · $1.9B to $1.3BJul 8, 2024 to Apr 8, 2025
- RAUM · $134B to $136BJul 8, 2024 to Apr 8, 2025
- Charity clients · 8 to 7Mar 29, 2023 to Mar 27, 2024
- Pension plan clients · 12 to 11Mar 29, 2023 to Mar 27, 2024
- Employees · 44 to 40Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $117B to $134BMar 29, 2023 to Mar 27, 2024
- Pension RAUM · $4.4B to $4.3BMar 29, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.6B to $1.9BMar 29, 2023 to Mar 27, 2024
- RAUM · $117B to $134BMar 29, 2023 to Mar 27, 2024
- Accounts · 41 to 37Mar 30, 2022 to Mar 29, 2023
- Advisory employees · 19 to 20Mar 30, 2022 to Mar 29, 2023
- Pension plan clients · 11 to 12Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $154B to $117BMar 30, 2022 to Mar 29, 2023
- Pension RAUM · $6.4B to $4.4BMar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $2.3B to $1.6BMar 30, 2022 to Mar 29, 2023
- RAUM · $154B to $117BMar 30, 2022 to Mar 29, 2023
- Accounts · 42 to 41Mar 29, 2021 to Mar 30, 2022
- Employees · 43 to 44Mar 29, 2021 to Mar 30, 2022
- Discretionary RAUM · $143B to $154BMar 29, 2021 to Mar 30, 2022
- Pension RAUM · $7.3B to $6.4BMar 29, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $2.3B to $2.3BMar 29, 2021 to Mar 30, 2022
- RAUM · $143B to $154BMar 29, 2021 to Mar 30, 2022
- Advisory employees · 20 to 19Mar 27, 2020 to Mar 29, 2021
Signals
6 dated events
- Todd Gregory Molinelli (Executive Vice President) appeared on Schedule A of Primecap Management CoMar 29, 2023 · Control person joined · fact
- John Michael Ricks (Chief Compliance Officer) no longer on Schedule A of Primecap Management Co (listed 2019-03-22, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Raymond John Bucher (Chief Operating Officer) appeared on Schedule A of Primecap Management CoMar 22, 2019 · Control person joined · fact
- John Michael Ricks (Chief Compliance Officer) appeared on Schedule A of Primecap Management CoMar 22, 2019 · Control person joined · fact
- Chen Karen Houghton (Chief Compliance Officer) no longer on Schedule A of Primecap Management Co (listed 2018-06-26, absent 2019-03-22)Mar 22, 2019 · Control person left · inference
- Primecap Management Co reported RAUM $135.3B, up 27% from $106.3B (2017-03-15 to 2018-03-21)Mar 21, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- PRIMECAP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 626-304-9222reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026