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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

WESLEY DANIEL STEWART

Advisor at SYNOVUS SECURITIES, INC.

HUNTSVILLE, AL

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Search this name across graphsid dfx:ria:c17fcf20-b4e0-3dce-ca40-9b586310725a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 12, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SYNOVUS SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 29, 2009
First registration: Apr 12, 2010
Dual registered: yes, broker-dealer
Other names: WES STEWART
IAPD individual key: 5610698

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SYNOVUS SECURITIES, INC.	Bd affiliated wealth	Jul 30, 2024	n/a	yes	HUNTSVILLE, AL	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Jul 30, 2024	no	HUNTSVILLE, AL\|HUNTSVILLE, AL	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jan 30, 2013	Jan 21, 2014	no	HUNTSVILLE, AL\|ST CLOUD, MN\|FLORENCE, AL\|HUNTSVILLE, AL	Previous registration
EDWARD JONES	National bd RIA	Apr 12, 2010	Jan 9, 2013	no	DECATUR, AL\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	SYNOVUS SECURITIES, INC.	Jul 30, 2024	Jul 30, 2024	0	Firm change	Ibd to RIA
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
EDWARD JONES	CETERA INVESTMENT SERVICES LLC	Jan 9, 2013	Jan 30, 2013	21	Firm change	Other

Relationships

Registered with (4)

→ SYNOVUS SECURITIES, INC.Registered adviserregistration: current employment
Jul 30, 2024 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Jul 30, 2024factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jan 30, 2013 to Jan 21, 2014factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 12, 2010 to Jan 9, 2013factForm ADV

Dated events

Occurred
Jul 30, 2024
Advisor changed firm
Wesley Daniel Stewart left Cetera Investment Advisers Llc for Synovus Securities, Inc. (registered 2024-07-30)
Form ADVobserved 5 days ago