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Advisor at CETERA INVESTMENT ADVISERS LLC
COLONIE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | COLONIE, NY | Current employment |
| BLACKROCK FINANCIAL MANAGEMENT, INC | Other adviser | Sep 15, 2011 | Dec 7, 2011 | no | NEW YORK, NY | Previous registration |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Asset manager | May 1, 2010 | Nov 2, 2010 | no | MINNEAPOLIS, MN | Previous registration |
| BOFA ADVISORS, LLC | Former SEC adviser | May 26, 2009 | May 1, 2010 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BLACKROCK FINANCIAL MANAGEMENT, INC | CETERA INVESTMENT ADVISERS LLC | Dec 7, 2011 | Jun 29, 2023 | 4,222 | Firm change after gap | Other |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | BLACKROCK FINANCIAL MANAGEMENT, INC | Nov 2, 2010 | Sep 15, 2011 | 317 | Firm change | Other |
| BOFA ADVISORS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | May 1, 2010 | May 1, 2010 | 0 | Bulk transfer | Other |