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Advisor at WELLS FARGO ADVISORS
PLANO, TX | RICHARDSON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 16, 2022 | n/a | yes | PLANO, TX|PLANO, TX|RICHARDSON, TX | Current employment |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Jul 14, 2021 | Jan 24, 2022 | no | Tempe, AZ | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 21, 2013 | Jul 7, 2021 | no | SAN ANTONIO, TX|WACO, TX|SAN ANTONIO, TX|AUSTIN, TX|WACO, TX|AUSTIN, TX|SCOTTSDALE, AZ|AUSTIN, TX|GREENWOOD VILLAGE, CO|ST. LOUIS, MO|TUCSON, AZ | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 16, 2013 | Aug 22, 2013 | no | BURLESON, TX | Previous registration |
| EDWARD JONES | National bd RIA | Jun 27, 2011 | Mar 21, 2013 | no | ST LOUIS, MO|BURLESON, TX|CLEBURNE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | WELLS FARGO ADVISORS | Jan 24, 2022 | Feb 16, 2022 | 23 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | CUSO FINANCIAL SERVICES, L.P. | Jul 7, 2021 | Jul 14, 2021 | 7 | Firm change | Wirehouse to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Aug 22, 2013 | Aug 21, 2013 | -1 | Firm change | Ibd to wirehouse |
| EDWARD JONES | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 21, 2013 | Apr 16, 2013 | 26 | Firm change | Ibd to ibd |