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Advisor at CAPSTONE WEALTH MANAGEMENT GROUP, LLC
DUNMORE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPSTONE WEALTH MANAGEMENT GROUP, LLC | Independent wealth | Jul 25, 2016 | n/a | yes | DUNMORE, PA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 18, 2014 | Aug 29, 2016 | no | CLARKS GREEN, PA | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Feb 28, 2002 | Oct 7, 2002 | no | SCRANTON, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | CAPSTONE WEALTH MANAGEMENT GROUP, LLC | Aug 29, 2016 | Jul 25, 2016 | -35 | Firm change after gap | Ibd to new firm |
| PRUDENTIAL EQUITY GROUP, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 7, 2002 | Feb 18, 2014 | 4,152 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:284547:PA:2016-08-25 | Aug 29, 2016 | Jul 25, 2016 | CLARKS GREEN, PA | Firm change after gap |