DFX Intelligence

A••••• G••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserOther adviserSEC registeredRAUM 100m 1b

A••••• G••••• M••••••••• L•

CRD 156043

MIAMI, FL

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Search this name across graphs

Data as of May 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 2
Observed: May 28, 2021 to May 7, 2026
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

A••••• G••••• M••••••••• L•

Capital provider to sponsors · key_cik, key_crd, key_sfn_adviser, shared_crd

Family Officesidentity

A••••• G••••• H••••••• L••

Family office · key_cik, key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.07 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $369M••• Locked
Discretionary RAUM: $369M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••• J• P••••••• L•	Other Private Fund	$61.6M	Mar 31, 2023	21	May 28, 2021	dropped	021-352990
A••••• M••••• F••• L•	Hedge Fund	$26.4M	Mar 31, 2023

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• G•••• L••	GENERAL PARTNER	Na	yes	09/2019	May 28, 2021	Jun 26, 2024
D•••• A•••	CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER	E	yes	03/2023	May 28, 2021	Jun 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••• P••••••• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$369M	$310M	19.1%	$318M	5.1%	3	3	0	0

Relationships

Advises (6)

→ A••••• P•••••• S•• I• L••Private fundOther Private Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ A••••• P••••••• L•Private fundHedge Fund, IA, no longer reported
Mar 28, 2024 to Jun 26, 2024factForm ADV
→ A••••• P•••••• S•• I• L••Private fundOther Private Fund, IA, no longer reported
Mar 31, 2022 to Mar 31, 2023factForm ADV
→ A••••• J• P••••••• L•

Dated events

Order

Occurred
7 May 2026
Ria indirect owner change
••• Locked
Form ADV
Occurred
7 May 2026
Private fund no longer reported
••• Locked
Form ADV
$25.8M
Occurred
28 Mar 2024
Control person left
••• Locked
Form ADV
Occurred
31 Mar 2023
Control person left
••• Locked
Form ADV
Occurred
31 Mar 2023
Regulatory AUM changed
••• Locked
Form ADV
$100M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 28, 2021
Last observed: May 7, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.