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A••••• G••••• M••••••••• L•
Other adviser, based in Miami, Florida, reporting $369M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $369M
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- +19%
- Private clients
- 0.0% of RAUM
Form ADV
IAPD
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- RAUM a year earlier $310MRAUM now $369M
- institutional share of RAUM 0.93018047840176
- Contact points 2
Every filed figure, and the identifiersCRD 156043 · SEC 801-121637 · 11 filingsShowHide
CRD 156043SEC 801-121637First filing on the tape May 28, 2021, latest May 7, 2026SEC status approved since Jun 25, 2021IAPD
RAUM
$369M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$369M as of May 7, 2026
Mar 31, 2022$218M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 7, 2026
Mar 31, 20220 then
Employees (5.A)3 as of May 7, 2026
Mar 31, 20226 then
Private funds1 as of May 7, 2026
Mar 31, 20224 then
RAUM +19% over the last fiscal year+5.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $184MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$343M93%
- Pooled investment vehicles$25.8M7.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.07 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• J• P••••••• L•no longer reported | Other Private Fund | $61.6M | 21 | May 28, 2021 |
| A••••• M••••• F••• L•no longer reported | Hedge Fund | $26.4M | 1 | May 28, 2021 |
| A••••• P••••••• L•no longer reported | Hedge Fund | $25.8M | 1 | Mar 28, 2024 |
| A••••• P•••••• S•• I• L•• | Other Private Fund | $25.8M | 10 | Mar 31, 2023 |
| A••••• J• L•• F••••• F••• S•••no longer reported | Other Private Fund | $6.8M | 2 | May 28, 2021 |
| A••••• P•••••• S•• I• L••no longer reported | Other Private Fund | $2.8M | 9 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- D•••• A••• · Chief Executive Officer / Chief Compliance Officercontrolsince 03/2023 · owns 75% or more
Entity owners
- A••••• G•••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A••••• P••••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 78.0% to 93.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: other advisers, $100M to $500M (212)
What changed
consecutive filings, newest first
- Accounts · 3 to 2Jul 3, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 1Jul 3, 2025 to Mar 31, 2026
- Private funds · 2 to 1Jul 3, 2025 to Mar 31, 2026
- Discretionary RAUM · $305M to $369MJul 3, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $63.3M to $25.8MJul 3, 2025 to Mar 31, 2026
- RAUM · $305M to $369MJul 3, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 3, 2025
- Discretionary RAUM · $310M to $305MMar 31, 2025 to Jul 3, 2025
- Pooled vehicle RAUM · $68.3M to $63.3MMar 31, 2025 to Jul 3, 2025
- RAUM · $310M to $305MMar 31, 2025 to Jul 3, 2025
- Assets in custody · 198235441.0 to unsetJun 26, 2024 to Mar 31, 2025
- Custody of client assets · true to falseJun 26, 2024 to Mar 31, 2025
- Employees · 4 to 3Jun 26, 2024 to Mar 31, 2025
- Discretionary RAUM · $252M to $310MJun 26, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $53.4M to $68.3MJun 26, 2024 to Mar 31, 2025
- RAUM · $252M to $310MJun 26, 2024 to Mar 31, 2025
- Accounts · 8 to 3Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 3 to 2Mar 31, 2023 to Mar 28, 2024
- Advisory activities · 1 to 2Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 7 to 2Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $194M to $198MMar 31, 2023 to Mar 28, 2024
- Employees · 6 to 4Mar 31, 2023 to Mar 28, 2024
- Other offices · 1 to 0Mar 31, 2023 to Mar 28, 2024
- Private funds · 5 to 2Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $318M to $252MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $124M to $53.4MMar 31, 2023 to Mar 28, 2024
- RAUM · $318M to $252MMar 31, 2023 to Mar 28, 2024
- Accounts · 6 to 8Jan 4, 2023 to Mar 31, 2023
- Advisory employees · 2 to 3Jan 4, 2023 to Mar 31, 2023
- Corporate clients · unset to 1.0Jan 4, 2023 to Mar 31, 2023
- Pooled vehicle clients · 6 to 7Jan 4, 2023 to Mar 31, 2023
- Assets in custody · $218M to $194MJan 4, 2023 to Mar 31, 2023
- Other offices · 0 to 1Jan 4, 2023 to Mar 31, 2023
- Private funds · 4 to 5Jan 4, 2023 to Mar 31, 2023
- Discretionary RAUM · $218M to $318MJan 4, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $218M to $124MJan 4, 2023 to Mar 31, 2023
- RAUM · $218M to $318MJan 4, 2023 to Mar 31, 2023
- HQ city · NEW YORK to MIAMIMar 31, 2022 to Jan 4, 2023
- HQ state · NY to FLMar 31, 2022 to Jan 4, 2023
- Accounts · 5 to 6Jan 3, 2022 to Mar 31, 2022
Signals
6 dated events
- ••• LockedMay 7, 2026 · ria indirect owner change · fact
- ••• LockedMay 7, 2026 · private fund no longer reported · inference
- ••• LockedMar 28, 2024 · Control person left · inference
- ••• LockedMar 31, 2023 · Control person left · inference
- ••• LockedMar 31, 2023 · RAUM change · derived
- ••• LockedMay 28, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••• G••••• H••••••• L•• · Family Officesshared cik · office
- A••••• G••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, May 7, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, May 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026