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Advisor at TPG FINANCIAL ADVISORS, LLC
PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TPG FINANCIAL ADVISORS, LLC | Mixed wealth | Jul 25, 2012 | n/a | yes | PORTLAND, OR | Current employment |
| WEALTHVIEW CAPITAL, LLC | Independent wealth | May 1, 2009 | Jan 20, 2012 | no | JACKSON, MS | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 4, 2006 | May 20, 2009 | no | JACKSON, MS|JACKSON, MS | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Mar 7, 2005 | no | JACKSON, MS | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Sep 5, 2002 | Jul 1, 2003 | no | JACKSON, MS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTHVIEW CAPITAL, LLC | TPG FINANCIAL ADVISORS, LLC | Jan 20, 2012 | Jul 25, 2012 | 187 | Firm change | Other |
| WELLS FARGO ADVISORS | WEALTHVIEW CAPITAL, LLC | May 20, 2009 | May 1, 2009 | -19 | Firm change | Other |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Mar 7, 2005 | Jan 4, 2006 | 303 | Channel change | Wirehouse to wirehouse |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |