DFX Intelligence

M•••••• D••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner28 years in industry

M•••••• D••••• R•••••

Advisor at B••••••••• C•••••• M••••••••• L••

WHEATON, IL | Winter Park, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c197bcd9-3b85-3953-a223-bd62237320b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 29, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• C•••••• M••••••••• L••	Independent wealth	Mar 4, 2022	n/a	yes	WHEATON, IL\|Winter Park, FL	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Mar 17, 2021	May 25, 2021	no	MAITLAND, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	B••••••••• C•••••• M••••••••• L••	May 25, 2021	Mar 4, 2022	283	Firm change	Ibd to RIA
V•••• F•••••••• A•••••••• I•••	P••• A••••• S••••••••• L••	Sep 23, 2020	Mar 17, 2021

Relationships

Registered with (6)

→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Mar 4, 2022 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 17, 2021 to May 25, 2021factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 24, 2015 to Sep 23, 2020factForm ADV
→ F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c197bcd9-3b85-3953-a223-bd62237320b1
First observed: May 2, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.