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RIA / WealthAdvisor34 years in industry

Aaron Allen Reed

Advisor at STRATOS WEALTH ADVISORS LLC

Cincinnati, OH

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Search this name across graphsid dfx:ria:c19dda80-08bc-5db5-fcb9-c71cd0ba5fcd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATOS WEALTH ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 17, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 17, 1991
First registration: Oct 24, 2003
Dual registered: no
IAPD individual key: 2189934

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATOS WEALTH ADVISORS LLC	Independent wealth	Dec 5, 2024	n/a	yes	Cincinnati, OH	Current employment
WCM INVESTMENT MANAGEMENT	Other adviser	Sep 21, 2021	Oct 3, 2024	no	Cincinnati, OH	Previous registration
RITTENHOUSE ASSET MANAGEMENT, INC.	n/a	Sep 16, 2004	May 16, 2007	no	WEST CHESTER, OH	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 24, 2003	Sep 2, 2004	no	STAMFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WCM INVESTMENT MANAGEMENT	STRATOS WEALTH ADVISORS LLC	Oct 3, 2024	Dec 5, 2024	63	Firm change	Other
RITTENHOUSE ASSET MANAGEMENT, INC.	WCM INVESTMENT MANAGEMENT	May 16, 2007	Sep 21, 2021	5,242	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	RITTENHOUSE ASSET MANAGEMENT, INC.	Sep 2, 2004	Sep 16, 2004	14	Firm change	Other

Relationships

Registered with (4)

→ STRATOS WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Dec 5, 2024 to presentfactForm ADV
→ WCM INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Sep 21, 2021 to Oct 3, 2024factForm ADV
→ RITTENHOUSE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 16, 2004 to May 16, 2007factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 24, 2003 to Sep 2, 2004factForm ADV

Dated events

Occurred
Oct 3, 2024
Advisor changed firm
Aaron Allen Reed left Wcm Investment Management for Stratos Wealth Advisors Llc (registered 2024-12-05)
Form ADVobserved 5 days ago