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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

KYLE FRANCIS JAVES

Advisor at PIPER SANDLER & CO.

AUSTIN, TX | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:c1aae212-9795-40f2-fab7-99f820e46cdf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PIPER SANDLER & CO.
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 9, 2007
First registration: Jun 15, 2011
Dual registered: yes, broker-dealer
IAPD individual key: 4991392

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PIPER SANDLER & CO.	Institutional manager	May 9, 2019	n/a	yes	AUSTIN, TX\|MINNEAPOLIS, MN	Current employment
B. C. ZIEGLER AND COMPANY	Former SEC adviser	Feb 14, 2017	Mar 27, 2018	no	CHICAGO, IL	Previous registration
COLLIERS SECURITIES LLC	Bd affiliated wealth	Oct 31, 2014	Feb 8, 2017	no	MINNEAPOLIS, MN	Previous registration
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 4, 2012	Dec 31, 2013	no	MINNEAPOLIS, MN	Previous registration
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 15, 2011	Dec 31, 2011	no	MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. C. ZIEGLER AND COMPANY	PIPER SANDLER & CO.	Mar 27, 2018	May 9, 2019	408	Firm change after gap	Other
COLLIERS SECURITIES LLC	B. C. ZIEGLER AND COMPANY	Feb 8, 2017	Feb 14, 2017	6	Firm change	Other
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC	COLLIERS SECURITIES LLC	Dec 31, 2013	Oct 31, 2014	304	Firm change	Other

Relationships

Registered with (4)

→ PIPER SANDLER & CO.Registered adviserregistration: current employment
May 9, 2019 to presentfactForm ADV
→ B. C. ZIEGLER AND COMPANYRegistered adviserregistration: previous registration
Feb 14, 2017 to Mar 27, 2018factForm ADV
→ COLLIERS SECURITIES LLCRegistered adviserregistration: previous registration
Oct 31, 2014 to Feb 8, 2017factForm ADV
→ PIPER JAFFRAY INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 4, 2012 to Dec 31, 2013factForm ADV

Dated events

No dated event names this entity yet.