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RIA / WealthAdvisor39 years in industry

JAMES FIELDING MILLER

Advisor at CAPTRUST

RALEIGH, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Oct 1, 1997 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

James Fielding Miller

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 20, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 20, 1987
First registration: Oct 1, 1997
Dual registered: no
Other names: J. Fielding Miller|Fielding Miller
IAPD individual key: 1587301

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	Apr 9, 2015	n/a	yes	RALEIGH, NC	Current employment
CAPTRUST FINANCIAL ADVISORS	Former SEC adviser	Oct 20, 2003	Apr 22, 2015	no	RALEIGH, NC\|RALEIGH, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 15, 2002	Oct 17, 2003	no	RALEIGH, NC	Previous registration
CAPTRUST FINANCIAL ADVISORS, LLC	n/a	Oct 1, 1997	Jun 20, 2002	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPTRUST FINANCIAL ADVISORS	Captrust	Apr 22, 2015	Apr 9, 2015	-13	Bulk transfer	Other
WELLS FARGO ADVISORS	CAPTRUST FINANCIAL ADVISORS	Oct 17, 2003	Oct 20, 2003	3	Firm change	Other
CAPTRUST FINANCIAL ADVISORS, LLC	WELLS FARGO ADVISORS	Jun 20, 2002	Jun 15, 2002	-5	Bulk transfer	Other

Relationships

Registered with (4)

→ CAPTRUSTRegistered adviserregistration: current employment
Apr 9, 2015 to presentfactForm ADV
→ CAPTRUST FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Oct 20, 2003 to Apr 22, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 15, 2002 to Oct 17, 2003factForm ADV
→ CAPTRUST FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 1, 1997 to Jun 20, 2002factForm ADV

Dated events

No dated event names this entity yet.