DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••••• W••••• L••
BETHESDA, MD | Smithsburg, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• W••••• L•• | Independent wealth | Sep 1, 2025 | n/a | yes | Smithsburg, MD|BETHESDA, MD | Current employment |
| Y•• T•••• L•• | n/a | Feb 4, 2021 | Sep 8, 2025 | no | S••••SBURG, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Y•• T•••• L•• | C•••••••• W••••• L•• | Sep 8, 2025 | Sep 1, 2025 | -7 | Firm change | Other |
| O•• D•• I• J••• L•• | Y•• T•••• L•• | Dec 2, 2020 | Feb 4, 2021 |
| O•• D•• I• J••• L•• | Independent wealth | Mar 18, 2019 | Dec 2, 2020 | no | BURLINGTON, VT | Previous registration |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Dec 19, 2014 | Jun 13, 2017 | no | WILLISTON, VT | Previous registration |
| C••• B•••••••• S•••••••• I••• | Former SEC adviser | Jul 10, 2014 | Nov 13, 2014 | no | MONTPELIER, VT | Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Feb 3, 2005 | Jan 22, 2014 | no | FREDERICK, MD|FREDERICK, MD|FREDERICK, MD | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 6, 2003 | Jan 5, 2005 | no | FREDERICK, MD | Previous registration |
| Firm change |
| Other |
| A••••• A•• P••••••• S••••••• | O•• D•• I• J••• L•• | Jun 13, 2017 | Mar 18, 2019 | 643 | Firm change after gap | Other |
| C••• B•••••••• S•••••••• I••• | A••••• A•• P••••••• S••••••• | Nov 13, 2014 | Dec 19, 2014 | 36 | Firm change | Other |
| P••• A••••• S••••••••• L•• | C••• B•••••••• S•••••••• I••• | Jan 22, 2014 | Jul 10, 2014 | 169 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | P••• A••••• S••••••••• L•• | Jan 5, 2005 | Feb 3, 2005 | 29 | Firm change | Other |