DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ROCKEFELLER CAPITAL MANAGEMENT
Los Angeles, CA | Olympia, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | Bd affiliated wealth | Jun 11, 2021 | n/a | yes | Los Angeles, CA|Olympia, WA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 16, 2015 | Jun 15, 2021 | no | TACOMA, WA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 19, 2011 | Feb 21, 2013 | no | SPOKANE, WA | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Oct 14, 2011 | Dec 15, 2011 | no | WATERTOWN, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ROCKEFELLER CAPITAL MANAGEMENT | Jun 15, 2021 | Jun 11, 2021 | -4 | Firm change | Wirehouse to ibd |
| RBC CAPITAL MARKETS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 15, 2011 | Dec 19, 2011 | 4 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:291361:WA:2021-06-15 | Jun 15, 2021 | Jun 11, 2021 | TACOMA, WA | Firm change |