DFX Intelligence

C•••• G••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

C•••• G••••• P••••

Advisor at M•• S••••••••• L••

Dayton, OH

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Search this name across graphsid dfx:ria:c1b83867-e4ae-a19f-eab8-139596b3eba1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• S••••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Oct 23, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• S••••••••• L••	No RAUM reported	Jun 22, 2016	n/a	yes	Dayton, OH	Current employment
B••••• I••••••••• A•••••••• L••	n/a	Jun 22, 2007	Nov 17, 2016	no	DAYTON, OH\|DAYTON, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• I••••••••• A•••••••• L••	M•• S••••••••• L••	Nov 17, 2016	Jun 22, 2016	-148	Firm change after gap	Other
M••••• S•••••• C•••••••••	B••••• I••••••••• A•••••••• L••	Dec 31, 2006	Jun 22, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
143371:44254:OH:2016-11-17	Nov 17, 2016	Jun 22, 2016	DAYTON, OH	Firm change after gap

Relationships

Registered with (4)

→ M•• S••••••••• L••Registered adviserregistration: current employment
Jun 22, 2016 to presentfactForm ADV
→ B••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 22, 2007 to Nov 17, 2016factForm ADV
→ M••••• S•••••• C•••••••••Registered adviserregistration: previous registration
Oct 4, 2004 to Dec 31, 2006factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1b83867-e4ae-a19f-eab8-139596b3eba1
First observed: Jan 24, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.