RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•• S••••••••• L•• no RAUM currentsince Jun 22, 2016 · Dayton, Oh
- B••••• I••••••••• A•••••••• L•• unclassifiedJun 22, 2007 to Nov 17, 2016 · Dayton, Oh
- M••••• S•••••• C••••••••• unclassifiedOct 4, 2004 to Dec 31, 2006 · Dayton, Oh
- E•••••••• A•••••••• L•• national BDJan 24, 2003 to Aug 25, 2004 · Dayton, Oh
- B••••• I••••••••• A•••••••• L•• to M•• S••••••••• L••left Nov 17, 2016, registered Jun 22, 2016 (-148 days) · Other · moved with a team
- M••••• S•••••• C••••••••• to B••••• I••••••••• A•••••••• L••left Dec 31, 2006, registered Jun 22, 2007 (173 days) · Other
- E•••••••• A•••••••• L•• to M••••• S•••••• C•••••••••left Aug 25, 2004, registered Oct 4, 2004 (40 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address