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Advisor at PRINCIPAL ADVISED SERVICES
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRINCIPAL ADVISED SERVICES | Bd affiliated wealth | Oct 31, 2022 | n/a | yes | DALLAS, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 23, 2016 | Apr 3, 2019 | no | DALLAS, TX|DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PRINCIPAL ADVISED SERVICES | Apr 3, 2019 | Oct 31, 2022 | 1,307 | Firm change after gap | Wirehouse to RIA |