This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LSIA

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 8, 1997earliest registration or exam on IAPD

Years in industry

29derivedfrom the industry start date

Years at current firm

18derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Chartered Financial Analyst

Exams

S63

First exam

Oct 17, 2002

First registration

Jul 8, 1997

Dual registered

no

IAPD individual key

1088345

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c1ce86c0-5ab3-93ae-c978-75bf6e4269d4

First observed

Jul 8, 1997

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.