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Advisor at SCHWAB WEALTH ADVISORY, INC.
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Oct 9, 2013 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 30, 2011 | Sep 12, 2013 | no | PEORIA, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 21, 2006 | Aug 22, 2011 | no | PEORIA, IL|SCHAUMBURG, IL|JACKSONVILLE, FL|NEW YORK, NY|JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | SCHWAB WEALTH ADVISORY, INC. | Sep 12, 2013 | Oct 9, 2013 | 27 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 22, 2011 | Sep 30, 2011 | 39 | Firm change | Other |