DFX Intelligence
Data Factory
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Reading the graph
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Advisor at I• F•••••••• A••••••• S••••••• L••
Dallas, TX | CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I• F•••••••• A••••••• S••••••• L•• | Independent wealth | Feb 11, 2025 | n/a | yes | Dallas, TX|CHARLOTTE, NC | Current employment |
| D••••• S••••• W••••• A••••••• | n/a | May 9, 2023 | Dec 31, 2024 | no | Dallas, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D••••• S••••• W••••• A••••••• | I• F•••••••• A••••••• S••••••• L•• | Dec 31, 2024 | Feb 11, 2025 | 42 | Firm change | Other |
| K••••• A••••••• S•••••••• L•• | D••••• S••••• W••••• A••••••• | Apr 27, 2021 | May 9, 2023 |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Jun 15, 2020 | Apr 27, 2021 | no | Irving, TX|AUSTIN, TX | Previous registration |
| F••••• A•••••••• I••••••••• P••••••• L•• | Former SEC adviser | Aug 23, 2017 | Dec 31, 2019 | no | CORAL SPRINGS, FL | Previous registration |
| F••••• A•••••••• I••••••••• P••••••• L•• | Former SEC adviser | Oct 11, 2010 | Dec 31, 2016 | no | DALLAS, TX|CORAL SPRINGS, FL | Previous registration |
| 742 |
| Firm change after gap |
| Other |
| F••••• A•••••••• I••••••••• P••••••• L•• | K••••• A••••••• S•••••••• L•• | Dec 31, 2019 | Jun 15, 2020 | 167 | Firm change | RIA to ibd |