DFX Intelligence

E•••••• P••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

E•••••• P••• D•••••••••

Advisor at H•••••• I••••••••• I•••

MENOMONEE FALLS, WI

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Search this name across graphsid dfx:ria:c1d34183-f4a1-62ae-2da3-9415f7605d78

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 21, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• I••••••••• I•••	Independent wealth	Jun 1, 2026	n/a	yes	MENOMONEE FALLS, WI	Current employment
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Jul 17, 2024	Jun 3, 2026	no	ADDISON, TX\|GREENWOOD VILLAGE, CO\|Menomonee Falls, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A••••••• G••••• L••	H•••••• I••••••••• I•••	Jun 3, 2026	Jun 1, 2026	-2	Firm change	Ibd to RIA
F••••• I•••••••••	E•••••• A••••••• G••••• L••	Jun 25, 2024	Jul 17, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
5475:107342:TX:2019-11-19	Nov 19, 2019	Nov 19, 2019	SAN ANTONIO, TX	Firm change

Relationships

Registered with (5)

→ H•••••• I••••••••• I•••Registered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Jul 17, 2024 to Jun 3, 2026factForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Nov 19, 2019 to Jun 25, 2024factForm ADV
→ U••• I••••••••• S••••••• C••••••

Dated events

Occurred
Jun 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1d34183-f4a1-62ae-2da3-9415f7605d78
First observed: May 21, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.