DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P••••• S••••• C•••••• M••••••••• L••
MISSION WOODS, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••••• S••••• C•••••• M••••••••• L•• | Asset manager | Oct 31, 2011 | n/a | yes | MISSION WOODS, KS | Current employment |
| M•••••• I••••••••• L•• | Former SEC adviser | Sep 22, 2010 | Oct 28, 2011 | no | LEAWOOD, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• I••••••••• L•• | P••••• S••••• C•••••• M••••••••• L•• | Oct 28, 2011 | Oct 31, 2011 | 3 | Firm change | Other |
| G••••••• C•••••• M••••••••• L•• | M•••••• I••••••••• L•• | Mar 31, 2010 | Sep 22, 2010 |
| G••••••• C•••••• M••••••••• L•• | n/a | Apr 6, 2009 | Mar 31, 2010 | no | LEAWOOD, KS | Previous registration |
| P•••••• C•••••• M••••••••• L•• | n/a | Jan 2, 2008 | Apr 17, 2009 | no | KANSAS CITY, MO | Previous registration |
| P•••••• C•••••• M••••••••• I•• | n/a | Feb 5, 2007 | Apr 30, 2008 | no | KANSAS CITY, MO | Previous registration |
| 175 |
| Firm change |
| Other |
| P•••••• C•••••• M••••••••• L•• | G••••••• C•••••• M••••••••• L•• | Apr 17, 2009 | Apr 6, 2009 | -11 | Firm change | Other |
| P•••••• C•••••• M••••••••• I•• | P•••••• C•••••• M••••••••• L•• | Apr 30, 2008 | Jan 2, 2008 | -119 | Firm change after gap | Other |